- VP - Internal Audit Manager - Investment Banking
- Asset Management Internal Auditor - VP
- Audit Director- Legal and Regulatory Risk
- Reports With Impact
- The Risk Management Function–Essential Dimensions
- Exchange Traded Funds – Managing The Key Risks
- Managing The Internal Audit Project
- Credit Derivatives - Managing The Key Risk
- Subscribe to or read the following newsletters:
- Stop Press
- Recruitment Market View
- Home >
- Newsletters >
- Archive
Friday, 17 February 2012
FSA Fines Corporate Broker
The Financial Services Authority has find Andrew Osborne £350,000 in connection with the revelation of inside information concerning Punch Taverns equity fundraising.
Mr Osborne is alleged to have disclosed details of the deal during a telephone conversation with David Einhorn of hedge fund, Geenlight (Einhorn and Greenlight have already been fined £7.2millon).
Mr Osborne has claimed that he followed proper procedures and believes the fine to be harsh.
Major Clients Include
