Risk Audit - Training and Recruitment

Senior Compliance Manager, Wholesale Conduct

created on Monday 09 January 2012  

Diverse banking organisation, with activities spanning the retail and wholesale markets.

Ref: SH/2745  Location: London  Type: Permanent  Salary: £100,000 plus cash allowances, benefits and bonus  

Description

A senior role with two Managerial grade reports, taking the compliance lead on conduct risk and customer treatment. The incumbent will have oversight of complaints handling, product governance and the approval of financial promotions. A key component of the job will be to manage and advise senior management in the wholesale banking/financial markets division.

Aimed At

Compliance/Risk professional with developed knowledge of the banking code of conduct, as applicable to the treatment of wholesale clients.

Consultant

Simeon Hall

 

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