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- Senior Compliance Manager, Wholesale Conduct
Senior Compliance Manager, Wholesale Conduct
created on Monday 09 January 2012
Diverse banking organisation, with activities spanning the retail and wholesale markets.
Ref: SH/2745 Location: London Type: Permanent Salary: £100,000 plus cash allowances, benefits and bonus
Description
A senior role with two Managerial grade reports, taking the compliance lead on conduct risk and customer treatment. The incumbent will have oversight of complaints handling, product governance and the approval of financial promotions. A key component of the job will be to manage and advise senior management in the wholesale banking/financial markets division.Aimed At
Compliance/Risk professional with developed knowledge of the banking code of conduct, as applicable to the treatment of wholesale clients.Consultant
Simeon Hall
Major Clients Include
