Global financial services institution with strong compliance presence at group level, providing oversight and support to the business unit compliance functions. This role is focused specifically upon the group’s wholesale businesses: corporate & investment banking and wealth management.

Ref: SH/2765  Location: London  Type: Permanent  Salary: £70-75,000 plus benefits, bonus  

Description

Key responsibilities:

* Monitor the regulatory risk profile of specific business units globally.

* Deliver ‘fit for purpose’ compliance risk management processes to mitigate regulatory risk.

* Execute the group compliance conformance review programme.

* Direct activity and resource to undertake special investigations into major control breaches that have a serious regulatory impact on the business.

Aimed At

Candidates with at least 4 years professional compliance experience gained in the financial services sector, some of which must be advisory. First class communication and stakeholder management skills are needed, given the significance of compliance matters escalated to group level and the seniority of individual the incumbent will regularly interact with.

Consultant

Simeon Hall