- Group Financial Crime Risk Assessment, Assoc Dir
- Assoc Dir, Group Functions Regulatory Oversight
- Senior Group Compliance Manager, Wholesale
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Current Vacancies
31 vacancies | showing 1 - 10 | 1 2 3 4 NEXT
| Group Financial Crime Risk Assessment, Assoc Dir Salary: £70-75,000 salary plus benefits and bonus Location: London |
| Supporting the Group MLRO and Risk Assessment Director, you will be called upon to: - Develop and maintain methodologies, systems, reports and analyses which expose and record Financial Crime risk in the group, with an emphasis on incisive thinking and high quality reporting that can be shared with top executive management. - Work with the businesses to map and understand the controls through which financial crime risk is mitigated, seeking synergies for addressing common issues. - Manage interaction with stakeholders that span multiple businesses, functions and geographies within the firm. Work to strengthen the profile and presence of AML to support the overall functioning of the Group AML systems and controls. |
| Assoc Dir, Group Functions Regulatory Oversight Salary: £65-75,000 Base plus bonus/considerable benefits Location: London |
| With a specific focus upon the bank’s group central functions, the role holder will support the Regulatory Affairs Director in: - Developing and monitoring the regulatory risk profile. - Delivering ‘fit for purpose’ risk management processes to mitigate regulatory risk. - Understanding the implications of regulatory developments and assist in implementation as required. |
| Senior Group Compliance Manager, Wholesale Salary: £70-75,000 plus benefits, bonus Location: London |
| Key responsibilities: * Monitor the regulatory risk profile of specific business units globally. * Deliver ‘fit for purpose’ compliance risk management processes to mitigate regulatory risk. * Execute the group compliance conformance review programme. * Direct activity and resource to undertake special investigations into major control breaches that have a serious regulatory impact on the business. |
| Senior Compliance Manager, Retail Banking Salary: £75,000 plus bonus and benefits Location: London |
| Part of a rapidly expanding team focussed upon process improvement, building effective relationships with external regulatory bodies, and strengthening relationships with key stakeholders. You'll provide technical guidance and tailored feedback on regulatory issues, making sure that new business proposals comply with regulatory obligations and internal standards and principles. |
| Senior Compliance Manager, Wholesale Conduct Salary: £100,000 plus cash allowances, benefits and bonus Location: London |
| A senior role with two Managerial grade reports, taking the compliance lead on conduct risk and customer treatment. The incumbent will have oversight of complaints handling, product governance and the approval of financial promotions. A key component of the job will be to manage and advise senior management in the wholesale banking/financial markets division. |
| Senior Compliance Project Manager Salary: £90,000-100,000 Salary plus benefits Location: London |
| This a truly varied role, requiring the incumbent to take the lead on a wide range of compliance projects, assume ultimate responsibility for reviewing compliance/AML policy and procedure, and be accountable for new regulatory developments and their impact upon the bank's activities. |
| Regulatory Policy Manager, Wholesale Bank/Markets Salary: £75,000 plus benefits/bonus. Location: London |
| Duties will include, amongst others: • Management of regulatory change programmes that impact the business to ensure continued compliance • Review Group Compliance Policies and interpret requirements in the context of the division • Design and implement compliance procedures that will enable the business to control regulatory risk, deliver sustainable growth and meet customer needs • Support preparation for regulatory visits and investigations and coordinate and track engagement across the group |
| Senior Compliance Advisory, Sales & Derivatives Salary: Base £100-120,000 plus cash allowances, bonus Location: London |
| Reporting into the Head of Public Side Compliance Advisory, this incumbent will act as senior partner to the Sales & Derivatives Structuring business which provides bespoke risk management solutions including interest rate, FX, credit and inflation to clients ranging from financial institutions and corporates through to small businesses and wealthy private clients. The business is also a provider of economic research and analysis. The role requires a deep understanding of the regulatory impact on the relevant business activities, first-class relationship management skills and the ability to drive compliance culture within the business. |
| Audit Director- Legal and Regulatory Risk Salary: Six-figure Basic + Bonus Location: London |
| Senior Audit Director to cover Legal and Regulatory Risk. The role will involve managing an international team. |
| VP Applications Auditor Salary: plus benefits plus bonus Location: City of London |
| Global Lead applications IT Auditor urgently required after recent round of promotions. Covering a broad range of products (Equities, Fixed income, Credit, FX, OTC, Commodities and Rates), within a small London based team, liasing with other global centre's. |
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