- VP - Internal Audit Manager - Investment Banking
- Asset Management Internal Auditor - VP
- Audit Director- Legal and Regulatory Risk
- Reports With Impact
- The Risk Management Function–Essential Dimensions
- Exchange Traded Funds – Managing The Key Risks
- Managing The Internal Audit Project
- Credit Derivatives - Managing The Key Risk
- Subscribe to or read the following newsletters:
- Stop Press
- Recruitment Market View
Proprietary Trading - The Volcker Dilemma
Description
TO BE RUN AT 1PM LONDON TIME ON WEDNESDAY 29TH FEBRUARY 2012The Dodd Frank Act mandates that US banks cease proprietary trading.
Detailed mechanisms for implementing Paul Volcker's principles in this regard.
This one hour webinar examines the contents of the proposals and looks at the key implications for compliance and control.
Aimed At
Compliance officers, risk managers and internal auditors working in investment and commercial banks keen to understand the possible impact of the US ban on proprietary trading.Programme
A routemap through regulations.Challenges for the compliance function
The internal control implications
Trainer Name
Sandro BoeriMajor Clients Include
